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基于语境辅助转换器的图像标题生成算法

连政 王瑞 李海昌 姚辉 胡晓惠

连政, 王瑞, 李海昌, 姚辉, 胡晓惠. 基于语境辅助转换器的图像标题生成算法. 自动化学报, 2023, 49(9): 1889−1903 doi: 10.16383/j.aas.c220767
引用本文: 连政, 王瑞, 李海昌, 姚辉, 胡晓惠. 基于语境辅助转换器的图像标题生成算法. 自动化学报, 2023, 49(9): 1889−1903 doi: 10.16383/j.aas.c220767
Lian Zheng, Wang Rui, Li Hai-Chang, Yao Hui, Hu Xiao-Hui. Context-assisted transformer for image captioning. Acta Automatica Sinica, 2023, 49(9): 1889−1903 doi: 10.16383/j.aas.c220767
Citation: Lian Zheng, Wang Rui, Li Hai-Chang, Yao Hui, Hu Xiao-Hui. Context-assisted transformer for image captioning. Acta Automatica Sinica, 2023, 49(9): 1889−1903 doi: 10.16383/j.aas.c220767

基于语境辅助转换器的图像标题生成算法

doi: 10.16383/j.aas.c220767
基金项目: 国家重点研发计划 (2019YFB1405100), 国家自然科学基金 (61802380)资助
详细信息
    作者简介:

    连政:中国科学院软件研究所博士研究生. 2017年获得西安电子科技大学学士学位. 主要研究方向为图像标题生成和自然语言处理. E-mail: lianzheng2017@iscas.ac.cn

    王瑞:中国科学院软件研究所高级工程师. 2012年获得山东大学硕士学位. 主要研究方向为深度强化学习和多媒体技术. E-mail: wangrui@iscas.ac.cn

    李海昌:中国科学院软件研究所副教授. 2016年获得中国科学院自动化研究所博士学位. 主要研究方向为计算机视觉和遥感技术. E-mail: haichang@iscas.ac.cn

    姚辉:中国科学院软件研究所网络工程师. 1997年获得中国人民解放军装备指挥技术学院学士学位. 主要研究方向为智能信息处理和网络工程. E-mail: iscasyh@sina.com

    胡晓惠:中国科学院软件研究所教授. 2003年获得北京航空航天大学博士学位. 主要研究方向为大数据分析和协同多智能体系统. 本文通信作者.E-mail: hxh@iscas.ac.cn

Context-assisted Transformer for Image Captioning

Funds: Supported by National Key Research and Development Program of China (2019YFB1405100) and National Natural Science Foundation of China (61802380)
More Information
    Author Bio:

    LIAN Zheng Ph.D. candidate at the Institute of Software, Chinese Academy of Sciences. He received his bachelor degree from Xidian University in 2017. His research interest covers image captioning and natural language processing

    WANG Rui Senior engineer at the Institute of Software, Chinese Academy of Sciences. She received her master degree from Shandong University in 2012. Her research interest covers deep reinforcement learning and multimedia technology

    LI Hai-Chang Associate professor at the Institute of Software, Chinese Academy of Sciences. He received his Ph.D. degree from the Institute of Automation, Chinese Academy of Sciences in 2016. His research interest covers computer vision and remote sensing

    YAO Hui Network engineer at the Institute of Software, Chinese Academy of Sciences. He received his bachelor degree from Equipment Command and Technology College of the Chinese People's Liberation Army in 1997. His research interest covers intelligent information processing and network engineering

    HU Xiao-Hui Professor at the Institute of Software, Chinese Academy of Sciences. He received his Ph.D. degree from Beihang University in 2003. His research interest covers big data analysis and cooperative multi-agent systems. Corresponding author of this paper

  • 摘要: 在图像标题生成领域, 交叉注意力机制在建模语义查询与图像区域的关系方面, 已经取得了重要的进展. 然而, 其视觉连贯性仍有待探索. 为填补这项空白, 提出一种新颖的语境辅助的交叉注意力(Context-assisted cross attention, CACA)机制, 利用历史语境记忆(Historical context memory, HCM), 来充分考虑先前关注过的视觉线索对当前注意力语境生成的潜在影响. 同时, 提出一种名为“自适应权重约束(Adaptive weight constraint, AWC)” 的正则化方法, 来限制每个CACA模块分配给历史语境的权重总和. 本文将CACA模块与AWC方法同时应用于转换器(Transformer)模型, 构建一种语境辅助的转换器(Context-assisted transformer, CAT)模型, 用于解决图像标题生成问题. 基于MS COCO (Microsoft common objects in context)数据集的实验结果证明, 与当前先进的方法相比, 该方法均实现了稳定的提升.
  • 图  1  多头注意力机制的结构

    Fig.  1  The structure of multi-head attention mechanism

    图  2  语境辅助的交叉注意力机制与其轻量级的模型结构

    Fig.  2  Context-assisted cross attention mechanism and its light model structure

    图  3  基于语境辅助转换器的图像标题生成模型

    Fig.  3  Context-assisted transformer for image captioning

    图  4  传统交叉注意力机制的三种语境辅助策略

    Fig.  4  Three context-assisted strategies of traditional cross attention

    图  5  由语境辅助的交叉注意力模块分配给图像特征与历史语境记忆的注意力分布可视化

    Fig.  5  Visualization of attention distribution assigned to both image features and historical context memory by our CACA module

    图  6  Transformer与CAT生成的图像标题展示

    Fig.  6  Image captions generated by the Transformer and the CAT

    表  1  基于Transformer的图像标题生成模型结合(轻量级)语境辅助的交叉注意力机制在MS COCO数据集上的性能表现 (%)

    Table  1  Performance of Transformer-based image captioning models combined with (Light)CACA on MS COCO dataset (%)

    模型名称 BLEU-1 BLEU-4 METEOR ROUGE-L CIDEr-D SPICE
    Transformer 80.0 38.0 28.5 57.9 126.5 22.4
    Transformer + CACA (CAT) 80.8 38.9 28.9 58.6 129.6 22.6
    Transformer + LightCACA (LightCAT) 80.6 38.4 28.6 58.2 127.8 22.5
    $\mathcal{M}^{2}$Transformer[25] 80.8 39.1 29.2 58.6 131.2 22.6
    $\mathcal{M}^{2}$Transformer + CACA 81.2 39.4 29.5 59.0 132.4 22.8
    $\mathcal{M}^{2}$Transformer + LightCACA 81.2 39.3 29.4 58.8 131.9 22.8
    DLCT[27] 81.4 39.8 29.5 59.1 133.8 23.0
    DLCT + CACA 81.6 40.2 29.6 59.2 134.3 23.2
    DLCT + LightCACA 81.4 40.0 29.5 59.2 134.1 23.0
    $\mathcal{S}^{2}$Transformer[28] 81.1 39.6 29.6 59.1 133.5 23.2
    $\mathcal{S}^{2}$Transformer + CACA 81.5 40.0 29.7 59.3 134.2 23.3
    $\mathcal{S}^{2}$Transformer + LightCACA 81.3 39.7 29.6 59.3 133.8 23.3
    DIFNet[29] 81.7 40.0 29.7 59.4 136.2 23.2
    DIFNet + CACA 82.0 40.5 29.9 59.7 136.8 23.4
    DIFNet + LightCACA 81.9 40.1 29.7 59.5 136.4 23.2
    下载: 导出CSV

    表  2  基于LSTM的图像标题生成模型结合语境辅助的交叉注意力机制在MS COCO数据集上的性能表现 (%)

    Table  2  Performance of LSTM-based image captioning models combined with CACA on MS COCO dataset (%)

    模型名称 BLEU-1 BLEU-4 METEOR ROUGE-L CIDEr-D SPICE
    Att2in[31] 33.3 26.3 55.3 111.4
    Att2in + CACA 77.8 36.7 27.5 57.1 119.7 21.0
    BUTD[16] 79.8 36.3 27.7 56.9 120.1 21.4
    BUTD + CACA 80.4 38.1 28.3 58.2 126.4 22.1
    LB[10] 79.6 37.7 28.4 58.1 124.4 21.8
    LB + CACA 80.8 38.6 28.6 58.6 128.1 22.3
    下载: 导出CSV

    表  3  语境辅助的交叉注意力机制对Transformer推理效率的影响(ms)

    Table  3  The effect of context-assisted cross attention mechanism on Transformer's reasoning efficiency (ms)

    模型名称 单轮贪心解码时间 单轮集束搜索解码时间
    Transformer 4.7 63.9
    CAT 6.1 86.6
    LightCAT 4.9 68.1
    下载: 导出CSV

    表  4  本文模型与先进方法在MS COCO数据集上的性能对比(%)

    Table  4  Performance comparison between our models and the state-of-the-art (%)

    模型名称 BLEU-1 BLEU-4 METEOR ROUGE-L CIDEr-D SPICE
    Att2in[31] 33.3 26.3 55.3 111.4
    Att2all[31] 34.2 26.7 55.7 114.0
    BUTD[16] 79.8 36.3 27.7 56.9 120.1 21.4
    AoANet[18] 80.2 38.9 29.2 58.8 129.8 22.4
    $\mathcal{M}^{2}$Transformer[25] 80.8 39.1 29.2 58.6 131.2 22.6
    X-LAN[19] 80.8 39.5 29.5 59.2 132.0 23.4
    X-Transformer[19] 80.9 39.7 29.5 59.1 132.8 23.4
    DLCT[27] 81.4 39.8 29.5 59.1 133.8 23.0
    RSTNet (ResNext101)[26] 81.1 39.3 29.4 58.8 133.3 23.0
    BUTD + CATT[20] 38.6 28.5 58.6 128.3 21.9
    Transformer + CATT[20] 39.4 29.3 58.9 131.7 22.8
    $\mathcal{S}^{2}$Transformer[28] 81.1 39.6 29.6 59.1 133.5 23.2
    DIFNet[29] 81.7 40.0 29.7 59.4 136.2 23.2
    ${\rm{CIIC}}_{\mathcal{O}}$ [39] 81.4 40.2 29.3 59.2 132.6 23.2
    ${\rm{CIIC}}_{\mathcal{G}}$ [39] 81.7 40.2 29.5 59.4 133.1 23.2
    Transformer + CACA (CAT) 80.8 38.9 28.9 58.6 129.6 22.6
    $\mathcal{M}^{2}$Transformer + CACA 81.2 39.4 29.5 59.0 132.4 22.8
    DLCT + CACA 81.6 40.2 29.6 59.2 134.3 23.2
    $\mathcal{S}^{2}$Transformer + CACA 81.5 40.0 29.7 59.3 134.2 23.3
    DIFNet + CACA 82.0 40.5 29.9 59.7 136.8 23.4
    下载: 导出CSV

    表  5  传统交叉注意力机制结合不同语境辅助策略在MS COCO数据集上的表现(%)

    Table  5  Performance of the traditional cross attention mechanism combined with different context-assisted strategies on MS COCO dataset (%)

    模型名称 BLEU-1 BLEU-4 METEOR ROUGE-L CIDEr-D SPICE
    TCA (base) 80.0 38.0 28.5 57.9 126.5 22.4
    TCA + OHC 80.4 37.8 28.2 57.4 126.8 21.8
    TCA + IHC 80.8 38.2 28.5 58.1 128.2 22.2
    TCA + CHC (CACA) 81.2 38.6 28.6 58.2 128.9 22.6
    下载: 导出CSV

    表  6  不同解码器层数的CAT模型在共享与不共享交叉注意力模块参数时的性能表现(%)

    Table  6  Performance of CAT models with different decoder layers when sharing or not sharing parameters of the cross attention module (%)

    解码器层数 交叉注意力模块设置 BLEU-1 BLEU-4 METEOR ROUGE-L CIDEr-D SPICE
    $N=2$ TCA 78.8 37.4 28.0 57.4 125.4 21.8
    $N=2$ CACA (Shared) 80.4 38.0 28.2 57.8 128.0 22.3
    $N=2$ CACA (Not shared) 80.8 38.4 28.5 58.2 128.8 22.5
    $N=3$ TCA 80.0 38.0 28.5 57.9 126.5 22.4
    $N=3$ CACA (Shared) 81.2 38.6 28.6 58.2 128.9 22.6
    $N=3$ CACA (Not shared) 81.0 38.8 28.8 58.3 129.3 22.7
    $N=4$ TCA 79.6 37.8 28.5 57.8 126.2 22.2
    $N=4$ CACA (Shared) 79.8 37.5 28.4 57.6 125.8 21.9
    $N=4$ CACA (Not shared) 79.0 36.8 28.1 57.1 124.3 21.5
    下载: 导出CSV

    表  7  采用自适应权重约束的CAT模型在MS COCO数据集上的表现(%)

    Table  7  Performance of the CAT model with adaptive weight constraint on MS COCO dataset (%)

    权重约束方式 BLEU-4 METEOR ROUGE-L CIDEr-D
    无权重约束 38.6 28.6 58.2 128.9
    固定权重约束$\beta=0.1$ 38.4 28.4 58.1 127.8
    固定权重约束$\beta=0.3$ 38.7 28.6 58.3 128.7
    固定权重约束$\beta=0.5$ 38.9 28.7 58.4 129.3
    固定权重约束$\beta=0.7$ 38.5 28.4 58.1 128.4
    固定权重约束$\beta=0.9$ 38.1 28.2 57.6 127.2
    自适应权重约束 38.9 28.9 58.6 129.6
    下载: 导出CSV

    表  8  Transformer与CAT模型的人工评价(%)

    Table  8  Human evaluation of Transformer and CAT (%)

    模型名称 更强的相关性 更强的一致性
    Transformer 8.8 7.4
    CAT 10.2 12.4
    下载: 导出CSV
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  • 收稿日期:  2022-09-26
  • 录用日期:  2023-02-10
  • 网络出版日期:  2023-03-09
  • 刊出日期:  2023-09-26

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