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RCKT: 差异感知校准驱动的表示一致性知识追踪

刘栋 罗程豪 荆军昌 涂忆柳 陈恩红

刘栋, 罗程豪, 荆军昌, 涂忆柳, 陈恩红. RCKT: 差异感知校准驱动的表示一致性知识追踪. 自动化学报, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260128
引用本文: 刘栋, 罗程豪, 荆军昌, 涂忆柳, 陈恩红. RCKT: 差异感知校准驱动的表示一致性知识追踪. 自动化学报, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260128
Liu Dong, Luo Cheng-Hao, Jing Jun-Chang, Tu Yi-Liu, Chen En-Hong. Rckt: difference-aware calibration-driven representation consistency knowledge tracing. Acta Automatica Sinica, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260128
Citation: Liu Dong, Luo Cheng-Hao, Jing Jun-Chang, Tu Yi-Liu, Chen En-Hong. Rckt: difference-aware calibration-driven representation consistency knowledge tracing. Acta Automatica Sinica, xxxx, xx(x): x−xx doi: 10.16383/j.aas.c260128

RCKT: 差异感知校准驱动的表示一致性知识追踪

doi: 10.16383/j.aas.c260128 cstr: 32138.14.j.aas.c260128
基金项目: 国家自然科学基金(62072160)资助
详细信息
    作者简介:

    刘栋:河南师范大学计算机与信息工程学院教授. 主要研究方向为教育大数据挖掘, 社交网络分析. 本文通讯作者 E-mail: liudong@htu.edu.cn

    罗程豪:河南师范大学计算机与信息工程学院硕士研究生. 主要研究方向为知识追踪. E-mail: luochenghao@stu.htu.edu.cn

    荆军昌:河南师范大学计算机与信息工程学院讲师. 主要研究方向为大数据与人工智能, 机器学习与深度学习, 社交网络安全及社交大数据分析. E-mail: jingjunchang2012@126.com

    涂忆柳:加拿大卡尔加里大学舒立克工程学院教授. 主要研究方向为单件小批量生产, 超快激光微/纳加工技术, 复杂产品全生命周期质量控制与保障, 机器学习, 数据驱动计算与工程优化. E-mail: paultu@ucalgary.ca

    陈恩红:中国科学技术大学计算机科学与技术学院教授. 主要研究方向为机器学习, 数据挖掘, 社交网络, 个性化推荐系统. E-mail: cheneh@ustc.edu.cn

RCKT: Difference-aware Calibration-driven Representation Consistency Knowledge Tracing

Funds: Supported by National Natural Science Foundation of China (62072160)
More Information
    Author Bio:

    LIU Dong Professor at the College of Computer and Information Engineering, Henan Normal University. His research interests include educational big data mining and social network analysis

    LUO Cheng-Hao Master student at the College of Computer and Information Engineering, Henan Normal University. His main research interest is knowledge tracing

    JING Jun-Chang Lecturer at the College of Computer and Information Engineering, Henan Normal University. His research interests include big data and artificial intelligence, machine learning and deep learning, social network security, and social big data analysis

    TU Yi-Liu Professor at the Schulich School of Engineering, University of Calgary. His research interests include one-of-a-kind production, ultra-fast laser micro/nano-machining technology, complex product lifecycle quality control and assurance, machine learning, data-driven computation, and engineering optimization

    CHEN En-Hong Professor at the School of Computer Science and Technology, University of Science and Technology of China. His research interests include machine learning, data mining, social networks, and personalized recommendation systems

  • 摘要: 知识追踪旨在对学习者与教学系统的交互序列进行建模, 以刻画其知识状态的动态演化并预测后续作答表现, 进而支持个性化干预. 现有深度模型虽然预测性能优异, 但通常隐含一个假设, 即技能标签、题目表征和时间上下文等异构信号能够在统一嵌入空间中天然兼容. 然而, 当知识粒度不一致、标注存在噪声或数据分布发生偏移时, 这一假设常常不成立, 异构信号之间容易产生表示冲突. 这些表示冲突还会在注意力机制沿时间维度聚合信息的过程中被进一步放大, 使得模型预测置信度与真实不确定性之间出现失配, 从而损害知识状态估计的可靠性和可解释性. 针对上述问题, 本文提出一种表示一致性知识追踪框架RCKT. 该框架首先采用差异检测驱动的门控校准机制, 在表示传播之前修正技能表示与题目表示之间的冲突; 随后在传播阶段引入可靠性感知的自适应融合与组内一致性正则化, 以抑制不可靠信息的级联扩散. 在多个公开数据集上的实验结果表明, RCKT在保持具有竞争力的预测精度的同时, 有效改善了表示传播的稳定性, 并降低了校准误差.
  • 图  1  表示不一致性的传播累积效应示意图

    Fig.  1  Schematic of the cumulative propagation effect of representation inconsistency

    图  2  RCKT框架示意图

    Fig.  2  Schematic diagram of the RCKT framework

    图  3  基于距离的几何一致性证据

    Fig.  3  Geometric consistency evidence based on distance

    图  4  基于方向的几何一致性证据

    Fig.  4  Geometric consistency evidence based on direction

    图  5  ASSISTments 2009冲突分桶损失

    Fig.  5  ASSISTments 2009 conflict-bucket loss

    图  7  ASSISTments 2017冲突分桶损失

    Fig.  7  ASSISTments 2017 conflict-bucket loss

    图  6  ASSISTments 2015冲突分桶损失

    Fig.  6  ASSISTments 2015 conflict-bucket loss

    表  1  关键符号和含义

    Table  1  Key symbols and meanings

    符号 含义
    $ {\cal{S}} $ 技能(概念)集合
    $ {\cal{P}} $ 题目集合
    $ d $ 表示维度
    $ d_g $ 组织特征维度
    $ d_{hidden} $ MLP隐层维度
    $ H $ 注意力头数
    $ d_k $ 单头键/查询维度
    $ \mathbb{I}(\cdot) $ 独热指示向量
    $ [\cdot;\cdot] $ 向量拼接
    $ \odot $ 逐元素乘积
    $ \sigma(\cdot) $ Sigmoid函数
    $ \text{Mean}(\boldsymbol{A}_t) $ 时间步$ t $的注意力分布的摘要特征
    下载: 导出CSV

    表  2  数据集版本与统计信息

    Table  2  Dataset versions and statistical information

    数据集 交互数 学生数 知识点数
    ASSISTments 2009 346860 4217 约124
    ASSISTments 2015 708601 19840 约100
    ASSISTments 2017 942816 1709 约102
    Junyi 公开版本及筛选口径存在差异 39
    EdNet-KT1 未单独公布 784309 293
    下载: 导出CSV

    表  3  本文实验中的$ {\boldsymbol{g}}_t $构造规则

    Table  3  Construction rules of $ {\boldsymbol{g}}_t $ in the experiments of this paper

    数据集/场景 标量来源 分组规则 解释方式
    ASSISTments 2009 / ASSISTments 2017 ASSISTments $ 0 \rightarrow 1,\;\ 1 \rightarrow 2,\;\ \geq2 \rightarrow 3 $ 行为计数代理组
    Junyi 无对应辅助字段 常数组1 退化为无group设定
    EdNet-KT1 无同口径辅助计数字段 常数组1 不引入额外group先验
    其他缺少可复现辅助字段的数据 常数组1 不引入额外group先验
    下载: 导出CSV

    表  6  ASSISTments 2017分层性能分析

    Table  6  Stratified performance analysis on ASSISTments 2017

    分桶类型 桶名称 样本数 AUC ACC AP
    冲突分桶 low 6673 0.7692 0.7270 0.6065
    mid 6733 0.7892 0.7514 0.6381
    high 6594 0.8103 0.7407 0.7320
    长尾分桶 tail 761 0.7090 0.6518 0.6877
    mid 3218 0.7703 0.7082 0.6891
    head 16021 0.7973 0.7502 0.6601
    下载: 导出CSV

    表  4  对比实验结果(%)

    Table  4  Comparative experiment results (%)

    模型 ASSISTments 2009 ASSISTments 2017 Junyi EdNet-KT1
    AUC ACC AUC ACC AUC ACC AUC ACC
    BKT 66.05 ± 0.17 64.50 ± 0.23 63.65 ± 0.21 62.10 ± 0.17 66.68 ± 0.18 65.30 ± 0.21 65.13 ± 0.21 62.30 ± 0.19
    DKT 76.53 ± 0.34 72.46 ± 0.38 71.25 ± 0.13 69.07 ± 0.08 73.90 ± 0.26 70.15 ± 3.15 69.83 ± 0.26 66.88 ± 0.38
    DKVMN 75.44 ± 0.52 72.39 ± 0.33 68.90 ± 0.37 68.52 ± 0.50 76.92 ± 0.44 71.40 ± 0.32 73.17 ± 0.44 71.12 ± 0.33
    SAKT 76.26 ± 0.33 72.06 ± 0.36 68.26 ± 0.36 66.94 ± 0.29 77.45 ± 0.43 74.98 ± 0.43 75.25 ± 0.36 72.87 ± 0.36
    AKT 74.68 ± 0.36 72.72 ± 0.33 71.18 ± 0.33 70.80 ± 0.33 77.55 ± 0.15 74.04 ± 0.35 67.36 ± 0.33 62.53 ± 0.33
    IEKT 74.58 ± 0.52 73.72 ± 0.31 75.60 ± 0.28 71.55 ± 0.33 76.49 ± 0.48 73.56 ± 0.38 69.64 ± 0.37 68.90 ± 0.33
    LPKT 73.78 ± 0.23 72.11 ± 0.36 74.06 ± 0.52 73.72 ± 0.34 79.47 ± 0.20 76.03 ± 2.32 74.47 ± 0.29 71.01 ± 0.34
    GKT 75.49 ± 0.27 72.52 ± 0.37 69.16 ± 0.40 68.85 ± 0.41 78.06 ± 0.38 74.47 ± 0.15 66.03 ± 0.38 66.57 ± 0.37
    GIKT 78.20 ± 0.44 73.20 ± 0.34 75.80 ± 0.41 74.20 ± 0.39 81.61 ± 0.46 80.09 ± 0.18 72.73 ± 0.44 70.41 ± 0.34
    DyGFormer 76.18 ± 0.45 74.33 ± 0.29 77.54 ± 0.31 76.20 ± 0.17 77.11 ± 0.20 75.42 ± 0.65 72.73 ± 0.31 62.59 ± 0.17
    DyGKT 78.91 ± 0.35 76.50 ± 0.26 80.54 ± 0.47 78.40 ± 0.34 79.88 ± 0.52 77.37 ± 0.15 74.82 ± 0.47 72.94 ± 0.26
    HiSACKT 74.17 ± 0.33 71.14 ± 0.29 74.80 ± 0.31 72.15 ± 0.27 79.56 ± 0.24 81.89 ± 0.22 65.22 ± 0.41 61.33 ± 0.38
    UKT 78.85 ± 0.42 76.11 ± 0.35 73.98 ± 0.65 71.67 ± 0.32 70.13 ± 0.58 64.13 ± 0.61 74.45 ± 0.49 70.21 ± 0.44
    RCKT 79.93 ± 0.15 76.90 ± 0.04 78.31 ± 0.11 77.37 ± 0.09 82.24 ± 0.54 78.87 ± 1.01 75.27 ± 0.65 73.14 ± 0.47
    下载: 导出CSV

    表  5  四个数据集上的校准指标对比(ECE/Brier/NLL)

    Table  5  Calibration metrics comparison on four datasets (ECE/Brier/NLL)

    模型 ASSISTments 2009 ASSISTments 2017 Junyi EdNet-KT1
    ECE$ \downarrow $ Brier$ \downarrow $ NLL$ \downarrow $ ECE$ \downarrow $ Brier$ \downarrow $ NLL$ \downarrow $ ECE$ \downarrow $ Brier$ \downarrow $ NLL$ \downarrow $ ECE$ \downarrow $ Brier$ \downarrow $ NLL$ \downarrow $
    AKT 0.0402 0.1955 0.5791 0.0208 0.2254 0.6422 0.0546 0.1899 0.5533 0.0203 0.2143 0.6172
    DKT 0.0391 0.2046 0.5982 0.0228 0.2216 0.6319 0.0332 0.1841 0.5420 0.0206 0.2154 0.6200
    IEKT 0.0485 0.1992 0.5875 0.0237 0.2116 0.6109 0.0289 0.1818 0.5368 0.0146 0.2190 0.6280
    DyGKT 0.0259 0.1901 0.5680 0.0630 0.1989 0.5793 0.0217 0.1707 0.4845 0.0127 0.2007 0.5856
    RCKT 0.0211 0.1722 0.5157 0.0241 0.1611 0.4823 0.0204 0.1645 0.4922 0.0147 0.1826 0.5425
    下载: 导出CSV

    表  7  RCKT消融实验结果(%)

    Table  7  Ablation experiment results of RCKT (%)

    数据集 RCKT w/o RC_1 (表示校准) w/o RC_2 (自适应融合) w/o RC_3 (一致性正则)
    ASSISTments 2009 79.3 $ \pm $ 0.15 76.6 $ \pm $ 0.21 77.4 $ \pm $ 0.18 74.8 $ \pm $ 0.24
    ASSISTments 2017 78.3 $ \pm $ 0.11 73.6 $ \pm $ 0.19 75.9 $ \pm $ 0.16 77.6 $ \pm $ 0.14
    Junyi 82.2 $ \pm $ 0.54 79.1 $ \pm $ 0.65 80.6 $ \pm $ 0.62 81.5 $ \pm $ 0.58
    EdNet-KT1 76.3 $ \pm $ 0.65 72.3 $ \pm $ 0.75 73.2 $ \pm $ 0.72 75.4 $ \pm $ 0.68
    下载: 导出CSV

    表  8  ASSISTments 2009跨随机种子路由稳定性

    Table  8  Cross-seed routing stability on ASSISTments 2009

    模型 Attention JSD$ \downarrow $ Top-5 overlap$ \uparrow $ Entropy std$ \downarrow $ Gate std$ \downarrow $
    w/o RC_3 0.0281 $ \pm $ 0.0075 0.2084 $ \pm $ 0.0359 0.2290 0.0680
    RCKT 0.0122 $ \pm $ 0.0011 0.2711 $ \pm $ 0.0638 0.1272 0.0608
    下载: 导出CSV

    表  9  ASSISTments 2017上组输入依赖性控制实验

    Table  9  Controlled experiment of group-input dependency on ASSISTments 2017

    输入方式 AUC$ \uparrow $ ACC$ \uparrow $ ECE$ \downarrow $
    original group 0.7831 0.7737 0.0241
    w/o group 0.7806 0.7733 0.0276
    zero-group 0.7818 0.7742 0.0314
    random-group 0.7829 0.7741 0.0252
    下载: 导出CSV

    表  10  前置与后置校准对比(ASSISTments 2009 / ASSISTments 2017)

    Table  10  Comparison of pre-calibration and post-hoc calibration on ASSISTments 2009/ASSISTments 2017

    数据集 Full w/o w/o
    AUC Full ECE RC_1 AUC RC_1 ECE RC_1+TS AUC RC_1+TS ECE
    ASSISTments 2009 0.7993 0.0211 0.7660 0.0312 0.7812 0.0267
    ASSISTments 2017 0.7831 0.0241 0.7364 0.0416 0.7541 0.0388
    下载: 导出CSV
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  • 收稿日期:  2026-02-24
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