2.845

2023影响因子

(CJCR)

  • 中文核心
  • EI
  • 中国科技核心
  • Scopus
  • CSCD
  • 英国科学文摘

留言板

尊敬的读者、作者、审稿人, 关于本刊的投稿、审稿、编辑和出版的任何问题, 您可以本页添加留言。我们将尽快给您答复。谢谢您的支持!

姓名
邮箱
手机号码
标题
留言内容
验证码

基于Web3的去中心化自治组织与运营新框架

李娟娟 秦蕊 丁文文 王戈 王坛 王飞跃

李娟娟, 秦蕊, 丁文文, 王戈, 王坛, 王飞跃. 基于Web3的去中心化自治组织与运营新框架. 自动化学报, 2023, 49(5): 985−998 doi: 10.16383/j.aas.c220753
引用本文: 李娟娟, 秦蕊, 丁文文, 王戈, 王坛, 王飞跃. 基于Web3的去中心化自治组织与运营新框架. 自动化学报, 2023, 49(5): 985−998 doi: 10.16383/j.aas.c220753
Li Juan-Juan, Qin Rui, Ding Wen-Wen, Wang Ge, Wang Tan, Wang Fei-Yue. A new framework for Web3-powered decentralized autonomous organizations and operations. Acta Automatica Sinica, 2023, 49(5): 985−998 doi: 10.16383/j.aas.c220753
Citation: Li Juan-Juan, Qin Rui, Ding Wen-Wen, Wang Ge, Wang Tan, Wang Fei-Yue. A new framework for Web3-powered decentralized autonomous organizations and operations. Acta Automatica Sinica, 2023, 49(5): 985−998 doi: 10.16383/j.aas.c220753

基于Web3的去中心化自治组织与运营新框架

doi: 10.16383/j.aas.c220753
基金项目: 国家自然科学基金 (62103411), 澳门特别行政区科学技术发展基金 (0050/2020/A1), 中国科学院国际伙伴计划 (GJHZ202112) 资助
详细信息
    作者简介:

    李娟娟:中国科学院自动化研究所复杂系统管理与控制国家重点实验室副研究员. 主要研究方向为区块链, DAO与平行管理. E-mail: juanjuan.li@ia.ac.cn

    秦蕊:中国科学院自动化研究所复杂系统管理与控制国家重点实验室副研究员. 主要研究方向为区块链, 平行管理与计算经济学. E-mail: rui.qin@ia.ac.cn

    丁文文:澳门科技大学澳门系统工程研究所博士研究生, 研究助理. 主要研究方向为DAO, 平行智能与平行管理. E-mail: savanna.wen@gmail.com

    王戈:澳门科技大学澳门系统工程研究所博士研究生. 主要研究方向为平行管理与平行智能

    王坛:澳门科技大学澳门系统工程研究所博士研究生, 中国自动化学会副秘书长. 主要研究方向为社会计算和智能系统.E-mail: tan.wang@ia.ac.cn

    王飞跃:中国科学院自动化研究所研究员, 复杂系统管理与控制国家重点实验室主任, 中国科学院大学中国经济与社会安全研究中心主任, 澳门科技大学特聘教授. 主要研究方向为社会计算, 平行智能与知识自动化. 本文通信作者. E-mail: feiyue.wang@ia.ac.cn

A New Framework for Web3-powered Decentralized Autonomous Organizations and Operations

Funds: Supported by National Natural Science Foundation of China (62103411), Science and Technology Development Fund of Macau SAR (0050/2020/A1), and International Partnership Program of Chinese Academy of Sciences (GJHZ202112)
More Information
    Author Bio:

    LI Juan-Juan Associate professor at the State Key Laboratory for Management and Control of Complex Systems, Institute of Automation, Chinese Academy of Sciences. Her research interest covers blockchain, DAO, and parallel management

    QIN Rui Associate professor at the State Key Laboratory for Management and Control of Complex Systems, Institute of Automation, Chinese Academy of Sciences. Her research interest covers blockchain, parallel management, and computational economics

    DING Wen-Wen Ph.D. candidate and research assistant at Macao Institute of Systems Engineering, Macau University of Science and Technology, China. Her research interest covers DAO, parallel intelligence, and parallel management

    WANG Ge Ph.D. candidate at Macao Institute of Systems Engineering, Macau University of Science and Technology, China. His research interest covers parallel management and parallel intelligence

    WANG Tan Ph.D. candidate at Macao Institute of Systems Engineering, Macau University of Science and Technology, China, and deputy secretary at Chinese Association of Automation. Her research interest covers social computing and intelligent systems

    WANG Fei-Yue Professor at the Institute of Automation, Chinese Academy of Sciences, director of the State Key Laboratory for Management and Control of Complex Systems, director of China Economic and Social Security Research Center at University of Chinese Academy of Sciences, distinguished professor at Macau University of Science and Technology. His research interest covers social computing, parallel intelligence, and knowledge automation. Corresponding author of this paper

  • 摘要: Web3技术催生的去中心化自治组织 (Decentralized autonomous organization, DAO) 正以颠覆性的方式重新定义要素资源、变革生产关系与塑造组织形态. 为了更好地响应DAO研究与应用需求, 本文从组织和运营两个角度重新解析DAO, 认为其应当被更广义而精确地定义为去中心化自治组织与运营 (Decentralized autonomous organization and operation). 在此基础上, 阐述DAO的关键原理与基本要求, 探讨社会物理信息系统、平行智能等基础设施以及数字孪生、元宇宙、Web3等支撑技术, 构建涵盖组织层、协调层以及执行层等的DAO五层智能新架构, 提出DAO的闭环方程以及功能导向的智能新算法, 分析个体、组织与社会视角下的DAO治理机制, 研究面向生物人、机器人与数字人的DAO激励机制, 并介绍DAO的典型与潜在应用场景. 最后, 总结全文并展望DAO未来研究方向.
  • 图  1  DAO的新架构

    Fig.  1  The new architecture for DAO

    图  2  $ r=z\left(l\right) $的变化趋势图

    Fig.  2  The function $ r=z\left(l\right) $

    图  3  DAO的核心功能及其智能算法

    Fig.  3  Function-oriented intelligent algorithms for DAO

  • [1] Wang S, Ding W W, Li J J, Yuan Y, Ouyang L W, Wang F Y. Decentralized autonomous organizations: Concept, model, and applications. IEEE Transactions on Computational Social Systems, 2019, 6(5): 870-878 doi: 10.1109/TCSS.2019.2938190
    [2] Faqir-Rhazoui Y, Arroyo J, Hassan S. A comparative analysis of the platforms for decentralized autonomous organizations in the Ethereum blockchain. Journal of Internet Services and Applications, 2021, 12(1): Article No. 9 doi: 10.1186/s13174-021-00139-6
    [3] Rikken O, Janssen M, Kwee Z. Governance challenges of blockchain and decentralized autonomous organizations. Information Polity, 2019, 24(4): 397-417 doi: 10.3233/IP-190154
    [4] Braun A, Hausle N, Karpischek S. Incentivization in decentralized autonomous organizations [Online], available: https://www.semanticscholar.org/paper/Incentivization-in-Decentralized-Autonomous-Braun-H%C3%A4usle/5e3b5ceb2dda03b340f970162d39cff388fa5dbe, April 22, 2022
    [5] Wang F Y. Parallel intelligence in Metaverses: Welcome to Hanoi! IEEE Intelligent Systems, 2022, 37(1): 16−20
    [6] Qin R, Ding W W, Li J J, Guan S T, Wang G, Ren Y H, et al. Web3-based decentralized autonomous organizations and operations: Architectures, models, and mechanisms. IEEE Transactions on Systems, Man, and Cybernetics: Systems, 2023, 53(4): 2073-2082 doi: 10.1109/TSMC.2022.3228530
    [7] Ding W W, Liang X L, Hou J C, Wang G, Yuan Y, Li J Q, et al. Parallel governance for decentralized autonomous organizations enabled by blockchain and smart contracts. In: Proceedings of the 1st IEEE International Conference on Digital Twins and Parallel Intelligence. Beijing, China: IEEE, 2021. 1−4
    [8] Malik F. Corporate Policy and Governance: How Organizations Self-Organize. Frankfurt am Main: Campus Verlag, 2012.
    [9] Wang F Y, Wang X, Li L X, Li L. Steps toward parallel intelligence. IEEE/CAA Journal of Automatica Sinica, 2016, 3(4): 345-348 doi: 10.1109/JAS.2016.7510067
    [10] 王飞跃. 平行哲学与智能科学: 从莱布尼茨的Monad到区块链之DAO. 模式识别与人工智能, 2020, 33(12): 1055-1065

    Wang Fei-Yue. Parallel philosophy and intelligent science: From Leibniz’s Monad to blockchain’s DAO. Pattern Recognition and Artificial Intelligence, 2020, 33(12): 1055-1065
    [11] Wang F Y. The DAO to MetaControl for MetaSystems in Metaverses: The system of parallel control systems for knowledge automation and control intelligence in CPSS. IEEE/CAA Journal of Automatica Sinica, 2022, 9(11): 1899-1908 doi: 10.1109/JAS.2022.106022
    [12] Wang F Y, Ding W W, Qin R, Hu B. Parallel philosophy for MetaOrganizations With MetaOperations: From Leibniz’s monad to HanoiDAO. IEEE Transactions on Computational Social Systems, 2022, 9(3): 658-666 doi: 10.1109/TCSS.2022.3172671
    [13] Shen Y, Liu Y H, Tian Y L, Na X X. Parallel sensing in Metaverses: Virtual-real interactive smart systems for "6S" sensing. IEEE/CAA Journal of Automatica Sinica, 2022, 9(12): 2047-2054 doi: 10.1109/JAS.2022.106115
    [14] Wang F Y, Qin R, Wang X, Hu B. MetaSocieties in Metaverse: MetaEconomics and MetaManagement for MetaEnterprises and MetaCities. IEEE Transactions on Computational Social Systems, 2022, 9(1): 2-7 doi: 10.1109/TCSS.2022.3145165
    [15] Wang Y T, Tian Y L, Wang J G, Cao Y S, Li S X, Tian B. Integrated Inspection of QoM, QoP, and QoS for AOI Industries in Metaverses, IEEE/CAA Journal of Automatica Sinica, 2022, 9(12): 2071-2078 doi: 10.1109/JAS.2022.106091
    [16] 王飞跃. 平行管理: 复杂性管理智能的生态科技与智慧管理之DAO. 自动化学报, 2022, 48(11): 2655-2669

    Wang Fei-Yue. Parallel management: The DAO to smart ecological technology for complexity management intelligence. Acta Automatica Sinica, 2022, 48(11): 2655-2669
    [17] Li J J, Qin R, Wang F Y. The future of management: DAO to smart organizations and intelligent operations. IEEE Transactions on Systems, Man, and Cybernetics: Systems, DOI: 10.1109/TSMC.2022.3226748
    [18] Wang F Y. An Organizational Framework and Its Decision Processes for Hierarchical Intelligent Control Systems Using Category and Entropy, Technical Report RAL#12-03-86, Robot Automation Laboratory, USA, 1986
    [19] Wang F, Saridis G N. A model for coordination of intelligent machines using petri nets. In: Proceedings of the IEEE International Symposium on Intelligent Control. Arlington, USA: IEEE, 1988. 28−33
    [20] Wang F Y, Saridis G N. A coordination theory for intelligent machines. Automatica, 1990, 26(5): 833-844 doi: 10.1016/0005-1098(90)90001-X
    [21] Wang F Y, Saridis G N. Coordination structures for specification of integration in intelligent machines. In: Proceedings of the IEEE International Conference on Robotics and Automation. Sacramento, USA: IEEE, 1991. 2690−2695
    [22] Mintzberg H. The Nature of Managerial Work. New York: Harper & Row, 1973.
    [23] Simon H A. The New Science of Management Decision. New York: Harper & Row, 1960.
    [24] Simon H A. The science of design: creating the artificial. Design Issues, 1988, 4(1-2): 67-82
    [25] Jenning M. Principles & models of Web3 decentralization [Online], available: https://a16z.com/wp-content/uploads/2022/04/principles-and-models-of-decentralization_miles-jennings_a16zcrypto.pdf, August 8, 2022
    [26] Srinivasan B, Lee L. Quantifying decentralization [Online], available: https://news.earn.com/quantifying-decentralization-e39db233c28e, May 27, 2022
    [27] Garcia J, Leung J. Data points to measure blockchain network centralization [Online], available: https://ketsal.com/wp-content/uploads/2020/10/Ketsal-Open-Standards-Measures-of-Blockchain-Network-Centralization-October-19-2020.pdf, January 10, 2022
    [28] Lin Q W, Li C, Zhao X F, Chen X H. Measuring decentralization in Bitcoin and Ethereum using multiple metrics and granularities. In: Proceedings of the IEEE 37th International Conference on Data Engineering Workshops. Chania, Greece: IEEE, 2021. 80−87
    [29] Buterin V. DAOs, DACs, DAs and more: An incomplete terminology guide [Online], available: https://blog.ethereum.org/2014/05/06/daos-dacs-das-and-more-an-incomplete-terminology-guide, October 15, 2022
    [30] Nabben K. DAO vulnerabilities: A multi-scale DAO ecosystem mapping tool towards computer-aided governance [Online], available: https://www.are.na/block/15130185, December 15, 2022
    [31] Li Q, Gao D W, Zhang H G, Wu Z P, Wang F Y. Consensus-based distributed economic dispatch control method in power systems. IEEE Transactions on Smart Grid, 2019, 10(1): 941-954 doi: 10.1109/TSG.2017.2756041
    [32] Li X, Ye P J, Li J J, Liu Z M, Cao L B, Wang F Y. From features engineering to scenarios engineering for trustworthy AI: I&I, C&C, and V&V. IEEE Intelligent Systems, 2022, 37(4): 21-29
    [33] Lu J W, Wang X X, Cheng X, Yang J, Kwan O, Wang X. Parallel factories for smart industrial operations: From big AI models to field foundational models and scenarios engineering. IEEE/CAA Journal of Automatica Sinica, 2022, 9(12): 2079-2086 doi: 10.1109/JAS.2022.106094
    [34] Panisi F, Buckley R P, Arner D. Blockchain and public companies: A revolution in share ownership transparency, proxy voting and corporate governance? Stanford Journal of Blockchain Law & Policy, 2019, 2(2): 189-220
    [35] Posner E A, Weyl E G. Quadratic voting as efficient corporate governance. The University of Chicago Law Review, 2014, 81(1): 251-272
    [36] Wright Jr D C. Quadratic voting and blockchain governance. University of Missouri Kansas City Law Review, 2019, 88(2): Article No. 475
    [37] Hanson R. Shall we vote on values, but bet on beliefs? Journal of Political Philosophy, 2013, 21(2): 151-178 doi: 10.1111/jopp.12008
    [38] Sarens G, Christopher J. The association between corporate governance guidelines and risk management and Internal control practices: Evidence from a comparative study. Managerial Auditing Journal, 2010, 25(4): 288-308 doi: 10.1108/02686901011034144
    [39] Morrison R, Mazey N C H L, Wingreen S C. The DAO controversy: The case for a new species of corporate governance? Frontiers in Blockchain, 2020, 3: Article No. 25
    [40] 王飞跃, 袁勇, 王帅, 李娟娟, 秦蕊. 军事区块链: 从不对称的战争到对称的和平. 指挥与控制学报, 2018, 4(3): 175-182 doi: 10.3969/j.issn.2096-0204.2018.03.0175

    Wang Fei-Yue, Yuan Yong, Wang Shuai, Li Juan-Juan, Qin Rui. Military blockchain: From asymmetric warfare to symmetric peace. Journal of Command and Control, 2018, 4(3): 175-182 doi: 10.3969/j.issn.2096-0204.2018.03.0175
    [41] Gigerenzer G. Adaptive Thinking: Rationality in the Real World. New York: Oxford University Press, 2002.
    [42] 李娟娟, 袁勇, 王飞跃. 基于区块链的数字货币发展现状与展望. 自动化学报, 2021, 47(4): 715-729 doi: 10.16383/j.aas.c210018

    Li Juan-Juan, Yuan Yong, Wang Fei-Yue. Blockchain-based digital currency: The state of the art and future trends. Acta Automatica Sinica, 2021, 47(4): 715-729 doi: 10.16383/j.aas.c210018
    [43] 李娟娟, 王戈, 王晓, 李俊青, 袁勇, 王飞跃. 加密管理: 一种基于区块链的新型组织管理模式. 智能科学与技术学报, 2022, 4(2): 145-156

    Li Juan-Juan, Wang Ge, Wang Xiao, Li Jun-Qing, Yuan Yong, Wang Fei-Yue. Crypto management: A novel organizational management model based on blockchain. Chinese Journal of Intelligent Science and Technology, 2022, 4(2): 145-156
    [44] Zetzsche D A, Arner D W, Buckley R P. Decentralized finance. Journal of Financial Regulation, 2020, 6(2): 172-203 doi: 10.1093/jfr/fjaa010
    [45] 秦蕊, 李娟娟, 王晓, 朱静, 袁勇, 王飞跃. NFT: 基于区块链的非同质化通证及其应用. 智能科学与技术学报, 2021, 3(2): 234-242 doi: 10.11959/j.issn.2096-6652.202125

    Qin Rui, Li Juan-Juan, Wang Xiao, Zhu Jing, Yuan Yong, Wang Fei-Yue. NFT: Blockchain-based non-fungible token and applications. Chinese Journal of Intelligent Science and Technology, 2021, 3(2): 234-242 doi: 10.11959/j.issn.2096-6652.202125
    [46] Wang F Y, Ding W W, Wang X, Garibaldi J, Teng S Y, Imre R, et al. The DAO to DeSci: AI for free, fair, and responsibility sensitive sciences. IEEE Intelligent Systems, 2022, 37(2): 16-22 doi: 10.1109/MIS.2022.3167070
    [47] Ding W W, Hou J C, Li J J, Guo C, Qin J R, Kozma R, et al. DeSci based on Web3 and DAO: A comprehensive overview and reference model. IEEE Transactions on Computational Social Systems, 2022, 9(5): 1563-1573 doi: 10.1109/TCSS.2022.3204745
    [48] Wang F Y. The Metaverse of mind: Perspectives on DeSci for DeEco and DeSoc. IEEE/CAA Journal of Automatica Sinica, 2022, 9(12): 2043-2046 doi: 10.1109/JAS.2022.106106
    [49] Hamburg S. Call to join the decentralized science movement. Nature, 2021, 600(7888): Article No. 221
    [50] Yuan Y, Wang F Y, Li J J, Qin R. A survey on real time bidding advertising. In: Proceedings of the IEEE International Conference on Service Operations and Logistics, and Informatics. Qingdao, China: IEEE, 2014. 418−423
  • 加载中
图(3)
计量
  • 文章访问数:  988
  • HTML全文浏览量:  788
  • PDF下载量:  726
  • 被引次数: 0
出版历程
  • 收稿日期:  2022-09-21
  • 网络出版日期:  2023-03-21
  • 刊出日期:  2023-05-20

目录

    /

    返回文章
    返回