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PoW共识算法中的博弈困境分析与优化

唐长兵 杨珍 郑忠龙 陈中育 李翔

唐长兵, 杨珍, 郑忠龙, 陈中育, 李翔. PoW共识算法中的博弈困境分析与优化. 自动化学报, 2017, 43(9): 1520-1531. doi: 10.16383/j.aas.2017.c160672
引用本文: 唐长兵, 杨珍, 郑忠龙, 陈中育, 李翔. PoW共识算法中的博弈困境分析与优化. 自动化学报, 2017, 43(9): 1520-1531. doi: 10.16383/j.aas.2017.c160672
TANG Chang-Bing, YANG Zhen, ZHENG Zhong-Long, CHEN Zhong-Yu, LI Xiang. Game Dilemma Analysis and Optimization of PoW Consensus Algorithm. ACTA AUTOMATICA SINICA, 2017, 43(9): 1520-1531. doi: 10.16383/j.aas.2017.c160672
Citation: TANG Chang-Bing, YANG Zhen, ZHENG Zhong-Long, CHEN Zhong-Yu, LI Xiang. Game Dilemma Analysis and Optimization of PoW Consensus Algorithm. ACTA AUTOMATICA SINICA, 2017, 43(9): 1520-1531. doi: 10.16383/j.aas.2017.c160672

PoW共识算法中的博弈困境分析与优化

doi: 10.16383/j.aas.2017.c160672
基金项目: 

国家自然科学基金 61503342

国家杰出青年基金 61425019

国家自然科学基金 61272007

浙江省自然科学基金 LY16 F030002

国家自然科学基金重点项目 71731004

国家自然科学基金 61672467

详细信息
    作者简介:

    唐长兵    博士, 浙江师范大学数理与信息工程学院讲师. 2015年获得复旦大学博士学位.主要研究方向为复杂网络, 博弈理论及其应用, 网络安全与优化控制.E-mail: tangcb@zjnu.cn

    杨珍    浙江师范大学数理与信息工程学院硕士研究生.2015年获得河北科技师范学院学士学位.主要研究方向为区块链技术, 博弈理论及其应用.E-mail: y_zh_en@163.com

    郑忠龙    浙江师范大学数理与信息工程学院教授.2005年获得上海交通大学博士学位.主要研究方向为数据科学, 机器学习, 图像处理.E-mail: zhonglong@zjnu.edu.cn

    李翔    复旦大学信息科学与工程学院教授. 2002年获得南开大学博士学位.主要研究方向为复杂网络与系统控制.E-mail: lix@fudan.edu.cn

    通讯作者:

    陈中育    浙江师范大学数理与信息工程学院教授.2011年获得上海大学博士学位.主要研究方向为软件形式化方法, 需求建模技术, 区块链应用技术.本文通信作者. E-mail: czy@zjnu.cn

Game Dilemma Analysis and Optimization of PoW Consensus Algorithm

Funds: 

National Natural Science Foundation of China 61503342

National Science Foundation for Distinguished Young Scholar of China 61425019

National Natural Science Foundation of China 61272007

Natural Science Foundation of Zhejiang Province LY16 F030002

Key Projects of National Natural Science Foundation of China 71731004

National Natural Science Foundation of China 61672467

More Information
    Author Bio:

        Ph. D., lecturer at the College of Mathematics, Physics and Information Engineering, Zhejiang Normal University. He received his Ph.D. degree from Fudan University in 2015. His research interest covers complex networks, game theory and application, network security, and optimal control.E-mail:

        Master student at the College of Mathematics, Physics and Information Engineering, Zhejiang Normal University. She received her bachelor degree from Hebei Normal University of Science and Technology in 2015. Her research interest covers blockchain technology, game theory and application.E-mail:

        Professor at the College of Mathematics, Physics and Information Engineering, Zhejiang Normal University. He received his Ph.D. degree from Shanghai Jiao Tong University in 2005. His research interest covers data science, machine learning, and image processing.E-mail:

        Professor at the School of Information Science and Technology, Fudan University. He received his Ph.D. degree from Nankai University in 2002. His research interest covers complex networks and system control.E-mail:

    Corresponding author: CHEN Zhong-Yu     Professor at the College of Mathematics, Physics and Information Engineering, Zhejiang Normal University. He received his Ph.D. degree from Shanghai University in 2011. His research interest covers formal methods, requirement modeling, and blockchain applications. Corresponding author of this paper.E-mail:czy@zjnu.cn
  • 摘要: 区块链是随着比特币等数字加密货币逐渐兴起而盛行的一种新型去中心化分布式系统,具有去中心化、时序数据、集体维护、可编程和安全可信等特点.目前,区块链已引起政府部门、金融机构、科技企业和资本市场的高度重视与广泛关注.如何在一个去中心化的分布式系统中高效地达成共识是区块链技术研究的重要问题.本文从工作量证明(Proof of work,PoW)共识算法的挖矿困境入手,分析PoW共识过程中矿工策略选择的纳什均衡存在条件.利用零行列式(Zero determinant,ZD)策略对矿工策略选择进行优化,并通过数值仿真来验证优化算法的有效性.概括来说,本文从博弈论角度来理解和剖析PoW共识算法,为进一步设计基于博弈论的共识算法提供新的思路和方法.
    1)  本文责任编委 袁勇
  • 图  1  矿工纯策略纳什均衡分布图

    Fig.  1  The distribution of pure strategies Nash equilibrium for miners

    图  2  算力不同时矿工的收益分布情况

    Fig.  2  The payoff distribution of miners with different powers

    图  3  当矿工算力相同时, LM采用不同策略, SM始终采用WSFS策略后, 系统收益分布情况

    Fig.  3  The distribution of systematic revenue, when LM takes different strategies and SM all uses WSFS strategy in the condition of same power

    图  4  当矿工算力相同时, LM采用不同策略, SM始终采用TFT策略后, 系统收益分布情况

    Fig.  4  The distribution of systematic revenue, when LM takes different strategies and SM all uses TFT strategy in the condition of same power

    图  5  当矿工算力相同时, LM采用不同策略, SM始终采用$[0.1, 0.2, 0.3, 0.4]$策略后, 系统收益分布情况

    Fig.  5  The distribution of systematic revenue, when LM takes different strategies and SM all uses $[0.1, 0.2, 0.3, 0.4]$ strategy in the condition of same power

    图  6  当矿工算力相同时, LM采用ZD策略, SM采用不同的三种策略, LM和SM收益的线性关系

    Fig.  6  The linear relationship between LM$'$ payoff and SM$'$ payoff, when LM takes a ZD strategies and SM uses three different strategy in the condition of same power

    图  7  当矿工算力不相同时, SM采用WSFS策略, LM采用不同的四种策略, 系统收益情况

    Fig.  7  The distribution of systematic revenue, when SM all uses WSFS strategy and LM takes different four strategies and in the condition of different power

    图  8  当矿工算力不相同时, SM采用TFT策略, LM采用不同的四种策略, 系统收益情况

    Fig.  8  The distribution of systematic revenue, when SM all uses TFT strategy and LM takes different four strategies and in the condition of different power

    图  9  当矿工算力不相同时, SM采用$[0.1, 0.2, 0.3, 0.4]$策略, LM采用不同的四种策略, 系统收益情况

    Fig.  9  The distribution of systematic revenue, when SM all uses $[0.1, 0.2, 0.3, 0.4]$ strategy and LM takes different four strategies and in the condition of different power

    图  10  当矿工算力不相同时, LM采用ZD策略, SM采用不同的三种策略, LM和SM收益的线性关系

    Fig.  10  The linear relationship between LM$'$ payoff and SM$'$ payoff, when LM takes a ZD strategies and SM uses three different strategy in the condition of different power

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出版历程
  • 收稿日期:  2016-09-15
  • 录用日期:  2017-02-21
  • 刊出日期:  2017-09-20

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